Umberto Eco, The Name of the Rose
First Day: Terce (pp. 27-39)
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Topics:

The Benedictine Rule (p. 27): This is one of many allusions to the Rule of St. Benedict. Readers are advised to read this text and consider its relevance to the novel. The Catholic Encyclopedia has a useful article about the Rule of St. Benedict.

The Benedictine monastic order: A general understanding of the Order of St. Benedict, and of other monastic orders, is important for our understanding of the novel. Adso is a novice in the Benedictine order, and the unnamed abbey in the north of Italy is part of this order.

"perhaps larger but less well proportioned" (p. 26): Adso mentions actual monasteries that he had seen in Switzerland and France (St. Gall, Cluny, Fontenay), but the standard of "proportion" most likely alludes to the Carolingian (9th century) "Plan of St. Gall," which sets forth an architectural plan for an ideal monastery.

Adso's bed of straw (p. 27): The simplicity of Adso's accommodation is as prescribed in the Benedictine Rule, Chapter 22, "How the Monks are to Sleep." The same chapter describes dormitory arrangements in a way that takes precautions against sodomy. A monastery is a homosocial world; one characteristic of homosocial worlds is that they are much more aware of the possibility of homosexuality than is the case with heterosocial worlds. A homosocial world is much more likely to make homosexuality a constant concern and to suppress it harshly.

Silence at meals, and lections during mealtime (p. 27): The prime source is the Benedictine Rule, Chapter 6, "Of Silence," and Chapter 38, "Of the Weekly Reader." William of Baskerville, as a Franciscan friar, is not subject to the rule of silence that governs a Benedictine monk. The Franciscan order and other mendicant orders, is important for our understanding of the novel. Uu>Universals and signification (p. 28): This theme was introduced in the Prologue, in an extended allusion to the Realist-Nominalist controversy, with reference to Roger Bacon and William of Occam. At this point, the problem of universals is discussed again, this time with reference to theories of signification.

"hoofprints in the snow" as an examplar of signification (p. 28): For Eco, as for other postmodern writers, one important exemplar of the "sign" is the footprint in the sand on the island beach that Robinson Crusoe discovers in Daniel Defoe's Robinson Crusoe (1719). The "hoofprints in the snow" in the Brunellus episode (pp. 23-24) are based on the footprint in the snow in Robinson Crusoe; the semiotic significance of the hoofprints are analyzed by William (at page 28), using the same techniques that Eco uses to analyze the footprint in Robinson Crusoe in his Theory of Semiotics (Bloomington: Indiana University Press, 1976), p. 224.

John J. White, in "On Semiotic Interplay: Forms of Creative Interaction between Iconicity and Indexicality in Twentieth- Century Literature," in Form Miming Meaning, ed. Max Nanny and Olga Fischer (Amsterdam: John Benjamins, 1999), pp. 83-108, correctly identifies Brunellus' hoofprints as an example of an "index," a sign that refers to its referent by means of contingency. White points out that the other two major Peircean categories of signification, the "symbol" and the "icon," differ from an "index" because they refer to universal categories rather than to particular objects. A symbol is a purely arbitrary sign (like a flag "standing for" a country); an icon is a sign that partially imitates its referent. A symbol (like the word "horse") and an icon (like a picture or statue of a horse) refer to "horse" as a general category, whereas a hoofprint refers to a particular horse, because of its "contingent" cause.

When we read Eco's analysis of the footprint in Robinson Crusoe, however, we discover a somewhat more complex analysis, according to which an index (an imprint or a clue, exemplified by the footprint) first stimulates a universal idea, which might become particularized later if and when more information about the referent becomes available. In A Theory of Semiotics, Eco writes, "very seldom can imprints and clues be interpreted as the traces of an individual agent (indeed maybe never." When looking at the footprint on the island, Robinson Crusoe was not able to think about an individual. He detected `human being'. When discovering Friday he was undoubtedly able to express the index-sensitive proposition `this is the man who probably left the footprint'. But even if he had previously known that there was one and only one man on the island he would not, when looking at the footprint, have been able to refer to a precise individual; the primary denotation of the expression would have been `human being' and the rest would have had to be a matter of inference. It is very difficult to imagine an imprint that mentions a referent without the mediation of a content. The only case would be that in which one sees a given individual in the act of producing a footprint; but in this case the footprint would not be `recognized' as a sign, for it would not be `instead of' something else, but `along with' it [as in the case with mirrors]. The same happens with clues. Even if I know that only one particular man, among the murdered person's circle of friends, has a dental plate, I cannot regard the object left at the scene of the crime as a sign referring back to a `person x'. The object simply means `person without teeth', and the rest is once again a matter of inference" (p. 224).

Abbot Abo (p. 29): William's initial encounter with Abbot Abo invites comparison of Abo's character with the Benedictine Rule, chapter 2: "What Kind of Man the Abbot Ought to Be". William's response to the Abbot's sternness--that he is not to enter the top floor of the Library -- invites comparison to the Benedictine Rule, chapter 5, "Of Obedience." This encounter also recalls the "Brunellus episode."

The Inquisition (pp. 29-30): William of Baskerville, in the past, has been a member of the Inquisition, and Abbot Abo fears that he will need the assistance of a Church leader who understands the methods of the Inquisition. Hence it is important the we, also, understand the history and role of the Inquisition in the Middle Ages.



William, when he was an Inquisitor, often protected people from condemnation (p. 30): This aspect of William's conduct has its counterparts in some of the adventures of Sherlock Holmes, who sometimes protected people from prosecution, under special circumstances and according to his own sense of justice. Examples are:
--"The Blue Carbuncle": Holmes allows a jewel thief to escape.
--"Charles Augustus Milverton": Holmes keeps quiet about the identity of a woman who he secretly observed killing a man who had been blackmailing her.
--"The Bascombe Valley Mystery": Young James McCarthy is brought to trial, accused of killing his tyrannical father. Holmes extracts a written confession from the real killer, old Mr. Turner, but he intends to produce this only if young McCarthy is condemned. Because McCarthy is exonerated at the trial, Holmes allows this murder to go officially unsolved.

"when . . . the presence of the Devil was so evident" (p. 30) [Tracie Lloyd comments]: The Abbot and William have conflicting view points on evil and its presence within the monastery. Abbot Abo is speaking of the death that has occurred within the walls of the monastery and is suggesting to William that such an undesirable thing must have been done through the inspiration of the Devil as the persby evil. The conflict begins with the statement, "the presence of the Devil was so evident to all eyes that it was impossible to act otherwise." (Abbot) Abbot Abo's reference to the Devil provides the vision of an "Evil One" or absolute caretaker of the eternally damned. He believes that this "Evil One" takes over the life of unsuspecting individuals making them do his damning tasks. The evil that Abo is speaking of is classified as "malum culpae", the evil of sin, and the worst in the three series of evil. William disagrees with the Abbot's judgment and usage of "malum culpae" to describe what has caused the death within the monastery. He makes his opinion obvious in the following: "When I find someone guilty, he had really committed crimes of such gravity that in all conscience I could hand him over to the secular arm." With this statement, William relinquishes his power of judgment over mankind, unlike Abbot, and hands it over to the proper authorities or secular arm. He feels justice can be better served by someone who was not directly involved in the case. He personifies the belief that this type of evil is one of moral evil or "malum poenae."

Abbot is bewildered by William's response and asks why the diabolical cause of the act is not mentioned. William reaffirms his belief that evil is not to be judged by man: "I believe that the only judge of that can be God." William rejects Abo's interpration of evil and reiterates that the judgment should only be done by God. he feels that the monks, no matter how high in power, do not have the right to do this (Romans 14:10).

Adelmo of Otranto, the master illuminator (pp. 31-32): The Benedictine Rule makes provision for artists in Chapter 57, "Of the Artists in the Monastery." "Otranto" is an allusion to Horace Walpole's Castle of Otranto: a Gothic Story (1764), often regarded as the first of the "Gothic novels" and thus alluding to the Gothic novel as one of the constituent genres of The Name of the Rose.

Adelmo "had been decorating the manuscripts of the library with the most beautiful images" (p. 31) [comment by Holly Spuckler]: According to Lowrie J. Daly, S.J., Benedictine Monasticism (St. Louis, MO: Sheed & Ward, 1965), pp. 308-14, the art of preparing manuscripts was a direct contribution of monasticism. Monastic scriptoria occupied a majority of the working hours at most monasteries. It was an art practiced by the classical world of antiquity and preserved by the Byzantine world. Byzantine influence is especially apparent in manuscripts with gold lettering and purple vellum, found later in Carolingian books. Thus, this art was honed differently in different regions. The Danish invasions hindered the development of manuscript illumination in England, due to the destruction of monasteries, but during the reforms of St. Dunstan (after ca. 950 AD), the Winchester scriptorium maintained produced manuscripts of high quality, richly illuminated.

"vegetable garden" (p. 32): The Carolingian (9th century) "Plan of St. Gall" shows the vegetable garden adjacent to the cemetery, as it is in the monastery in The Name of the Rose. The "Plan of St. Gall" also shows the vegetable garden as separate from the medicinal herb garden, which is located next to the physicians' house. Modern scholars often mention that Benedictine monasteries maintained separate gardens for vegetables and medicinal herbs, but the only sourse for this is the "Plan of St. Gall." There is not archeological evidence to prove that it was usual to maintain separate gardens. It is possible that many monasteries maintained a single garden. The separate gardens in The Name of the Rose, then, illustrates the influence of "The Plan of St. Gall" on the novel.

Suicide and "...an equally terrible sin" (p. 33) [Michael Almony comments]: This quotation from the Abbot seems to foreshadow (at an early stage in the novel) the issue of homosexuality and the idea of sodomy as the peccatum contra naturam or "sin against nature." "Latin Christians classified homosexual behavior under the deadly sin of luxuria (lust” or “lechery): Vern L. Bullough and James A. Brundage. Handbook of Medieval Sexuality. New York: Garland Publishing, 1996. Abbot Abo's circumlocution, a "luxury of words," illustrates that sodomy was the "unmentionable vice." The passage reflects what Alan of Lille has to say in his Complaint of Nature: “In one of the most extensive homiletical treatments of various vices against nature, the Sermones de peccatis capitalibus, Alan introduces the view that the two most serious crimes are sodomy and homicide, both of which are described in scripture as creating a loud disturbance that calls forth God’s eternal wrath: Michael Goodich, The Unmentionable Vice: Homosexuality in the Later Medieval Period (Dorset Press, 1979.) In this passage, “self-inflicted homicide” or suicide is aligned and compared with sodomy as “equally terrible”.

"Eris sacerdos in aeternum" (p. 34): You will be a priest forever. William's phrase is a quotation from Psalm 110:4, which represents Jahweh declaring to the psalmist, "Thou art a priest forever after the order of Melchizedek." Melchizedik was a king of Salem (= Jerusalem) and priest of Jahweh, who welcomed Abram (Abraham), offering him bread and wine and a blessing, after his return from a military campaign against Chedorlaomer and his Babylonian allies (Genesis 14:17-20). The priesthood of Melchizedek is interpreted typologically as a foretelling of the role of Christ as "priest" in the sense of a "mediator" between God the Father and mankind, in Hebrews 5:5-10, where we read that Christ was "called of God an high priest after the order of Melchizedek" (verse 5). The medieval Christian interpretation of Melchizedek was that he was a type or antecdent of Christ. By means of his biblical quotation, William is praising Adso for his priestly discretion in dealing with Adelmo's death.

"coram monachis" (p. 34): in the presence of the monks. William is rightly concerned that he will not have the monk's cooperation during his investigation.

Decline of learning (pp. 35-36): This is a recurring topos in medieval literature. An early source is King Alfred's Preface to the Old English translation of Gregory the Great's Cura pastoralis ("Pastoral Care"), where Alfred states that the motivation for his translation program is to compensate for the decline in knowledge of Latin grammar in England. Roger Bacon develops a similar theme in his Compendium studii philosophiae.

"Monasterium sine libris" (p. 36): A monastery without books . . . is like a city without prosperity, a fortress without troops, a kitchen without utensils, a table without food, a garden without herbs, a meadow without flowers, a tree without leaves (quoting Jakob Louber, of the Carthusian monastery in Basel, Switzerland).

Honorius . . . "Mundus senescit" (p. 36): "The world grows old," an explicit statement of the theme of the "ageing of the world," which in apocalyticism is interpreted as a sign of the end of the world. Honorius of Autun (Augustodunensis) was a 12th-century Benedictine monk (ca. 1085 - 1145 or 1156) who spent most of his career in southern Germany. His voluminous writing included four apocalyptic works: Elucidarium (ca. 1107), the Gem of the Soul (ca. 1115), the Mirror of the Church (ca. 1120), and Exposition of the Song of Songs (after 1132).

"Translatio imperii" and translatio studii" as apocalyptic signs (p. 36): For a synopsis of this theme in the 12th and 13th centuries, see Earl R. Anderson, Cynewulf: Structure, Style, and Theme in His Poetry (Madison, NJ: Fairleigh Dickinson University Press, 1983), pp. 121-22, and references.

"the library may not be visited" (p. 37): [comments by Marilyn Sutton] Abbot Abo's restriction of library access to only two monks - the librarian and the assistant librarian - violates Benedictine Rule, Ch. 2, which forbids an abbot from differentiating between monks in his charge. "Let him [the abbot] make no distinction of persons in the monastery." These special privileges of the librarians - their free access to all the books and their power to grant or deny any monk's request for books - gives them special power and demonstrates the abbot's lack of trust in a monk's ability to discern between truth and falsehood: ". . . not all truths are for all ears, not all falsehoods can be recognized as such by a pious soul . . ."
[Rosann Bilek comments] During the conversation in which William asks the abbot if he can visit the library, the abbott attempts to explain William's observation, that according to the abbott, "there are also books containing falsehoods" in the library (NR 37). The abbott then conveys to William a medieval notion of proportion in order to rationalize the inclusion of these manuscripts in the library. He says: "Monsters exist because they are part of the divine plan, and in the horrible features of those same monsters the power of the Creator is revealed" (NR 37). The abbot has already explained to William that the existance of these books, is the reason that the literature is regulated by the librarian ("Because not all truths are for all ears" ( NR 37)). However, the abbots comments about "monsters" are also an attempt to establish an order for things. According to Eco's Art and Beauty in the Middle Ages, "even uglisness found its place" in "visions of cosmic harmony" (34). In the Middle Ages there was an attempt to clarify the relationship between the good and the beautiful. William of Conches, in the thirteenth century theorized that things are beautiful when they are found in their own elements (birds in the sky, man on earth). The Scholastics commonly believed that through contrast, beauty was created. In such a way,"even monsters acquired a certain justification and dignity" (35). Therefore, as Eco says, "evil itself became good and beautiful, for good was born from it and shone out more brightly by contrast" (35). What the abbot is saying, is that the power of God is shows "more brightly" when a book of God is compared to a book containing "falsehoods" because this is the order of things in the universe and as it pertains to "cosmic harmony." The abbot uses the order of the universe as created by God to rationalize his censorship of certain materials to people that he believes who cannot see the power of God through the "falsehoods" of evil.



On the restricted use of the library, [Unoma Azuah comments] In the middle ages books were highly valued especially in monasteries. That period had a saying that " A monastery without books is like a castle without soldiers" A quotation from Wycliffite text has it that " Books filled with truth are manifold, but they have been imprisoned and chained up by ...religious communities" The Wycliffite texts such as Fifty Heresies and Errors of the Friars, though anonymous were written around 1382. They treat how friars were covetous and greedy with their books. This is reflected in the abbott's response to William when he indicated his interest to see the abbey's library, page 37; "You see, Brother William" the abbot said, "...devout men have toiled for centuries, observing iron rules. The library was laid out on a plan which has remained obscure to all over the centuries, and which none of the monk's is called upon to know. Only the librarian has received the secret,from the librarian who preced him, and he communicates it, while still alive, to the assistant librarian, so that death will not take him by surprise and rob the community of that knoeledge. And the secret seals the lips of both men. Only the librarian has in addition to that knowledge, the right to move through the labyrinth of the books, he alone knows where to find them and where to place them, he alone is responsible for their safekeeping."

The Library as a labyrinth (pp. 37-39): Eco's source for this is Jorge Luis Borges' Labyrinths.

The "forbidden knowledge" topos (p. 39; cf. p. 158): Among other places, this appears in Alanus de Insulis, De planctu natura (p. 29).

The slaughter of pigs in November (p. 39): As they enter the monastery, William and Adso hear the sounds of pigs being slaughtered in the background. Abbot Abo assures them that this is not their concern, as it is a job for swineherds. In medieval Benedictine monasteries (at least, in the wealthier ones), the slaughter of pigs was undertaken by servants, not by the monks themselves. When Abbot Abo says, "At this time of year they slaughter the pigs," he is alluding to medieval calendars, which depict various agricultural "labors of the months." In depictions of the slaughter of pigs, two-thirds of the time this scene is associated with December, but one-third of the time it is associated with November: see James Fowler: On Mediaeval Representations of the Months and Seasons," Archaeologia 44 (1873):137-224. Three days later, the slaughter of pigs becomes William's concern, when Venantius' body is found in a tub of pigs' blood that was being collected to make blood pudding: this scene is in Fourth Day: Compline (pp. 307-9).

"A job for the swineherds" (p. 39: This is the first of many indications in The Name of the Rose that the monks in this monastery do not perform manual labor, but, rather, have servants for such tasks.

The problem of manual labor in the monasteries is alluded to, but never discussed explicitly, in The Name of the Rose. The Benedictine monasteries cultivated scribal activity and the study of books as forms of "labor," but agricultural work was commonly undertaken by the monks at most monasteries. This particular monastery is unusual in having so many servants that the monks perform specialized work only, and virtually no manual labor.

The topic of manual labor emerged in the 1250s, during a ] controversy at the University of Paris, when the Franciscan and Dominican Orders were attempting to gain faculty status for their scholarly friars, who were teaching theology courses in the mendicant halls in Paris. From the beginning of the 13th century, the University of Paris faculty was staffed with diocesan priests, who resisted the new influences coming in from the Franciscans and Dominicans. Among other charges, the "secular" (diocesan) faculty claimed that the Franciscans and Dominicans, by taking up the life of a scholar, were unfaithful to their mendicant vows, which included the obligation of manual labor.

In Quodlibital Questions VII, art. 17-18, St. Thomas Aquinas discusses "Manual Labor for Religious." His remarks probably were part of a formal disputation. St. Thomas argues that the religious requirement of manual labor has three proposes: (1) to combat idleness, (2) to control sensuality, and (3) to provide for the necessities of life. But these ends may be achieved by other means besides manual labor.

Then, as a principle in natural law, manual labor is imposed on humankind as a species, but not on each member of the human species individually. By analogy, the human species have an obligation to propagate their numbers, but this obligation may be fulfilled by some members of the species, without applying to each individual.

Furthermore, "manual" labor does not necessarily mean work with one's hands exclusively. It would be unreasonable to deny food to a mechanic because he himself does not grow food. By the same principle, a master of liberal arts, or a lawyer, is entitled to a living from his work.

St. Thomas then askes "whether those who devote themselves to spiritual ] works are excused from manual labor." He makes a distinction between spiritual work that serves the common good (preaching, scholarship, scribal work), and spiritual work that serves only the individual participant (private meditation and prayer). Thomas argues that manual labor is required by some people; even monks and friars, under some circumstances, may be obligated to work with their hands. However, the social principle of the division of labor provides that not everyone must be a farmer or an artisan.



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