Umberto Eco's The Name of the Rose
First Day: Prime
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"end of November (p. 21): The mystery in Arthur Conan Doyle's The Hound of the Baskervilles also comes to a head in the end of November. The significance of late November in The Name of the Rose (in addition to this "intertextual" allusion to Sherlock Holmes) is that the events of the novel occur during the last week of the liturgical year, the week prior to Advent, symbolically the end of earthly time.

"Wandering scholar" topos: We first see William of Baskerville and Adso of Melk as "wandering scholars," a medieval historical reality as well as a literary topos. The "wandering scholar" phenomenon has been studied most ably by Helen Waddell, The Wandering Scholar in the Middle Ages (London: Constable & Co., 1927; rpt. New York: Doubleday, 1961). With the help of this book, we will need to develop a profile of the wandering scholar in the Middle Ages, and relate this to The Name of the Rose.

Welcome reception that William and Adso receive in the monastery (pp. 22-23): This is as required by the Benedictine Rule, chapter 53: "On the Reception of Guests."

Remigio of Varagine, in his courtesy, fulfills the requirements of a cellarer in the Benedictine Rule, chapter 31: "The Kind of Man the Cellarer Ought to Be."

Aedificium: our first view of this building:

Aedificium described in terms of superimposed geometric shapes: When we first see the Aedificium, it is described in terms of superimposed geometric shapes. Architecture is, for Eco and for medieval culture, an imitation of cosmic structure; hence the Aedificium needs to be understood not only specifically in terms of the symbolism of geometric shapes, but also more generally in terms of it place in medieval culture. Edmund Spenser's House of Alma, in the Faerie Queene, Book II, ix, is described in terms of superimposed geometric shapes that also are found in the human body, suggesting the concept of man as a microcosm of the universe.

Aedificium as a symbol in bono and in malo: In its tetragonical shape, the Aedificium is said to be symbolic of the City of God; but the building towers up the cliff and toward heaven like the "work of giants." The allusion is to the Tower of Babel (Genesis 9:1-9), which, according to medieval tradition, was built by Nimrod the Giant. Interpretation of a particular detail in bono and in malo is a medieval commonplace. A lion, for example, could be a symbol of Christ, or of pride, the first of the seven deadly sins. A feast could be a symbol of the joys of heaven, or of the dangerous attractions of worldly pleasures. Eco alludes to the theme explicitly in "Second Day, Matins": "Symbol sometimes of the Devil, sometimes of the Risen Christ, no animal is more untrustworthy than the cock" (p. 101).

"thus anyone can see the admirable concord of so many Holy Numbers..." (p. 22): [Mike Crozier comments] The similarities between the Holy Numbers which Adso speaks of and the study of occult numerology make an interesting comparison. The most significant of these is the number seven. This is particularly interesting because the occult variation of the number provides perhaps the closest mirror appearance to the number seven of biblical proportions.

In occult numerology, the number is assigned to have many different qualities. In Barbara J. Bishop's The Universal Vibrations of Numbers, the main attributes of the astrological Number seven include: gaining facts about the unknown, unseen, or unproven; delving into the mysteries of life by observing, and analyzing. It is the number of the solitary individual who reads and studies, who is always thinking, exploring, and inventing; an individual fascinated by metaphysical and spiritual matters. An educated individual who brings the wonders of life out of the background and shares with the world, his knowledge. All these astrological qualities seem to coincide with life at the abbey, but the comparison between the biblical seven and the occult seven fuse at a deeper level, drawing from one origin (p. 567) In the New Catholic Encyclopedia, the number seven occupies the supreme place Babylonian religion and astrology. The Babylonians recognized seven planets: Jupiter, Venus, Saturn, Mars, Mercury, the Sun, and the Moon. Each day of their 7-day "week" was sacred to one of these celestial bodies. The four phases of the moon were comprised in a period of seven of 4 + 7 days.

The number seven processes mystical attributes, and in Eco's story the idea of the Holy Number also reveals the occult element which presents itself throughout the story. And in relation to the holy numbers, the similarities between the Biblical and pagan modes of numerological studies share one origin. Thus the daemonic element is illuminated, revealing the close relation of Christian and infidel ideology.

Brunellus episode, I: as a preliminary mystery in a detective story: Sherlock Holmes mysteries, particularly, begin with some initial demonstration of Sherlock's powers of observation and reasoning. We need a profile of this in order to understand its significance for The Name of the Rose In particular, we should notice that because Adso's gaze was upward toward the Aedificium (pp. 21-22), he did not notice the horse footprints that William had observed so closely. The upward gaze of Adso, toward heaven, symbolizes the conservative mode of thought held to by Jorge of Borges, while William's gaze downward toward the earth symbolizes a protomodern way of thinking that is represented by Roger Bacon's Aristotelianism. Jorge makes this contrast explicit during his last encounter with William, when he praises Boethius' Consolation of Philosophy as a text that turns a monk's gaze toward the heavens, while Aristotle's scientific works turn his gaze toward the slime of earth (p. 473).

Brunellus episode, II: abduction: For Eco and for other semioticians, the type of reasoning that is typical of detective stories is "abduction." Several essays in The Sign of Three, including Eco's own contribution, emphasize abduction, and relate it to the thinking of Charles Sanders Peirce. Peirce's distinction of signs into three categories, viz. symbol, icon, and index, is incorporated into the episode. See: John J. White, "On Semiotic Interplay: Forms of Creative Interaction Between Iconicity and Indexicality in Twentieth-Century Literature," in Form Miming Meaning: Iconicity in Language and Literature, eds. Max Nanny and Olga Fischer (Amsterdam: John Benjamins, 1999), pp. 83-108.

Brunellus episode, III: intertextual relationship with Voltaire's Zadig:

"It is obvious you are hunting for Brunellus, the abbot's favorite horse, fifteen hands, the fastest in your stables, with a dark coat, a full tail, small round hoots but a very steady gait; small head, sharp ears, big eyes" (p. 23): [Unoma Azuah comments] In Voltaire's version, Zadig bumps into the master hunt for the king's horse, and describes the horse even though he has never seen the king's horse ; "It is your best galloper. It is fifteen hands high, has very dainty hooves. Its tail is three and a half feet long..." " Which way did it go? Where is it? asked the master of the hunt. "I have not seen the animal," replied Zadig. " I have never even heard of it before."

Brunellus episode, IV: relationship between William of Baskerville and Adso: According to Eco in Interpretation and Overinterpretation, this relationship is modeled on that of Serenus Zeitblom and Adrian in Thomas Mann's Doktor Faustus. We need a profile of that in order to understand its significance in the novel. NOTE: This topic presents a significant challenge, because the two fictional pairs, William and Adso on one hand, and Zeitblom and Adrian on the other, do not resemble each other in obvious external details. Zeitblom and Adrian are fellow students (not old master and young novice as is the case with William and Adso).

Brunellus episode, V: quotation from Alanus de Insulus: Alan de Insulus (Alain of Lille) [ca. 1128-1202] was called the "doctor universalis" in the 13th-14th centuries, because his literary allusions indicated vast learning. His most influential works were De planctu natura, and Anticlaudianus. The Catholic Encyclopedia article on Alain de l'Isle, being brief, is of limited use. In its immediate context, Anticlaudianus was probably one of the earliest sources for the notion of "the book of God's World," seen as supplementing the "book of God's Word."

"I am not sure he [Brunellus] has those features [small head, sharp ears, big eyes], but no doubt the monks firmly believe he does" (p. 24): Eco here exemplifies the notion that sensory perception is in part a sociocultural construct, a reminder that the perception of objects in the world is relative to individuals. William continues, "As Isidore of Seville said, the beauty of a horse requires `that the head be small . . . [and that he have] short and pointed ears, big eyes, flaring nostrils, erect neck, thick main and tail, round and solid hoofs'." William is quoting from Etymologiae XII.i.45-46, where Isidore writes that horses are to be evaluated according to four criteria, viz. form, beauty, merit, and color ("forma, pulchritudo, meritum atque color" [45]). With regard to beauty (pulchritudo), a horse must have "aures breves et argutae, oculi magni, nares patulae, erecta cervix, coma densa et cauda, ungularum soliditatis fixa rotunditas." The monks, then, knowing these criteria from the encyclopedic tradition of Isidore, would have perceived these qualities in Brunellus, not because they were actually there, but because they were supposed to be there according to the traditional standard of equine beauty.

This passage may be considered in the broader context of a classical debate between the Epicureans and the Skeptics concerning the nature of perception. The epistemology of the Stoics, and of Democritus and Epicurus, was based upon the belief that sensory perceptions are the basis of knowledge. According to the Epicurean view, objects in the world constantly emit little pictures of themselves, called, in Latin, simulacra (singular simulacrum. These simulacra bombard the eye and thus constitute our perceptions. If the simulacra reach the eye intact, then our sensory perception corresponds with reality. But if the simulacra are damaged or distorted--if, for instance, they collide with each other in space before reaching the eye--then our sensory perception is distorted and does not correspond with reality.

In contrast with the Epicurean doctrine of simulacra, the Skeptics taught that in the process of perception, the eye receives only signals or clues, and the mind translates these into conjectures that take the form of pictures. These pictures of things in the world are unreliable because perceptions are relative to individuals. The proof of this is in the varying ways in which the same object might be perceived by different individuals, or even by the same individual under differing circumstances. Sextus Empiricus (3rd cent. A.D.), in his Outlines of Pyrrhonism, presents many examples: white objects seem yellow to someone suffering from jaundice, and read to someone with bloodshot eyes; if we gaze at the sun and then look down at a book, the letters seem golden and circular (1.44-45). "Again," Sextus Empiricus writes, "when we press the eyeball at one side the forms, figures, and sizes of the objects appear oblong and narrow. So it is probably that all animals which have the pupil of the eye slanted and elongated--such as goats [and] cats . . . have impressions of the objects which are different and unlike the notions formed fo them by animals which have round pupils" (1.47). As with the shape of the eye, so with the shape of mirrors: if a mirror is concave, it reflects objects as small; if convex, it reflects objects as elongated and narrow (1.47). And so it is with other senses: animals with a narrow auditory passage will not have the same perceptions of sound as animals with a wide auditory passage (1.50). Animals with rough and dry tongues will not have the same sense of taste as animals with moist tongues<1.52).

In The Island of the Day Before (trans. 1995), Eco develops a contrast between the Epicurean and Skeptic views about perception. Roberto, the protagonist, holds to the Epicurean view, while the fictive editor of his diary is a Skeptic. Roberto, haveing been exposed to the sun in a deserted ship, writes in his diary that "the pain that this light now causes my eyes informs me that I am not dreaming: I see. My pupils are suffering because of the storm of atoms that like a great warship bombards me from that shore; for vision is nothing by the encounter of the eye with the powder of matter that strikes it." This theory of vision, Roberto realizes, is contrary to that of his teacher, the Canon of Digne, who had taught that "it is not that objects from a distance send you, as Epicurus had it, perfect simulacra that reveal both the exterior form and the concealed nature. You receive only signals, clues, and you arrive at the conjecture we call vision." Shipwrecked and gazing at evidence of land, Roberto could see and could name the objects that he saw, and he experienced the certainty "on which senses and reason can rely" (p. 65). Still, his fictive-editor observes that what Roberto saw was the result of a "transient marriage" of the distant land to the light, the winds, and the clouds. If the ship had been anchored "along another line crossing the rhombus of the winds, the spectacle would have been different" (p. 66).

In Island of the Day Before, then, Eco explores the problem of the relativity of sensory perception from a physical perspective; in The Name of the Rose, from a sociocultural perspective.

"...thus suicide would have been the only conceivable explanation" (32): [Gary Swanson comments] Adelmo's death is not simply a rash decision, born in the mind of a desperate youth (nor in an author's whim), but has apocryphal meaning, hinting at both the fact of its suicide and who Adelmo spoke with shortly before his death.

"...thus suicide would have been the only conceivable explanation" (32): [Gary Swanson comments] Adelmo's death is not simply a rash decision, born in the mind of a desperate youth (nor in an author's whim), but has apocryphal meaning, hinting at both the fact of its suicide and who Adelmo spoke with shortly before his death.

"But I have reason to think that another of them has stained himself with an equally terrible sin" (33): [Gary Swanson comments] At first the monks do not want to consider the possibility of suicide, and so attribute the death to murder, burying Adelmo in hallowed ground. However, William finally comes to believe it was suicide. "The more I think about it, the more I am convinced that Adelmo killed himself" (91), he tells Adso. But in comparing suicide with another sin, we come to learn that the other equally terrible sin is that of sodomy. "...the same passion whose evils divine wrath had castigated in Sodom and Gomorrah" (137) Benno tells us how Berengar promised to reveal a mystery to Adelmo in a sexual wager, which did not come off as planned.
"Cautiously Benno went after them, and at the mouth of the lower corridor he saw Berengar, trembling, huddled in a corner, staring at the door of Jorge's cell. Benno guessed that Adelmo had flung himself at the feet of the venerable brother to confess his sin." (138). Jorge is not necessarily the most sympathetic of persons to unburden yourself to: "And he followed all ...the paths of monstrosity. Which God knows how to punish" (81) Jorge tips his hand here to having been somehow involved in the crime. Then when Berengar admits to seeing Adelmo just prior to his death, Adelmo speaks like a character from an Apocalypse, saying "As you see me here, you see one returned from hell, to hell I must go back...The pains of hell are infinitely greater than our tongues can say" (115).
The sly hint embedded in the text refers us to the apocryphal Apocalypse of Peter. In this early work, once almost considered canonical, especially by the early church writer, Clement of Alexandria, Jesus takes Peter on a tour of hell. One of the visions he has is this: "And other men and women being cast down from a great rock (precipice) fell (came) to the bottom, and again were driven by them that were set over them, to go up unto the rock, and thence were cast down to the bottom and had no rest from this torment." This punishment, we are told is that reserved for "they that did defile their bodies, behaving as women..." (James, 510).
Alinardo gives us the key to understanding who would have this type of obscure knowledge of apocrypal apocalypses, by this time considered heretical text and kept from common view. "I was the one, you know, to suggest to the abbot...the one we had then...to collect as many commentaries on the Apocalypse as possible. I was to have become the librarian...But then the other one managed to have himself sent to Silos, where he found the finest manuscripts, and he came back with splendid booty...Oh, he knew where to look...And so the library was given into his keeping, and not mine. But God punished him, and sent him into the realm of darkness before his time" (303).
We must ask ourselves if it is, as Brother William would have it, costly for our minds to imagine Jorge mentioning such an obscure fact to Adelmo in the depth of his despair, possibly, as William also suggests "perhaps someone had frightened him, and perhaps had told him the very episode of the infernal apparition that he recited to Berengar" (116).

The "great gate" and the abbot on the threshhold (p. 25): [Rebecca Papakonstantinou comments] In The Name of the Rose, there are many allusions to Heaven throughout " First Day." One such example is the description of the abbey, which has a "great gate" and an "abbot" who stands "on the threshold" (25), an image which conjures St. Peter standing as guardian at the pearl gates of Heaven. Past the gate, "to the left of the avenue, there stretched a vast area of vegetable gardens, and…the botanical garden" (25), a description which invokes images of the Garden of Eden. The fact that the Aedificium "was much older than the buildings surrounding" (26) it suggests that it is in the last stages of a cycle, much like the last stage of the world before the Apocalypse and it also conjures images of the Fall-an end. When the abbot is giving William instructions and provisions for his access to the abbey, he allows him to "move freely though the whole abbey" but not "on the top floor of the Aedificium, the Library" (35) This is strikingly similar to God's instructions to Adam and Eve, whom he allowed to move freely through the garden with one exception-they were not permitted to eat from the Tree of Knowledge. God tell Adam and Eve, "You may eat the fruit of any tree in the garden, except the tree that gives knowledge of what is good and what is bad" (Genesis 2:16-17). Similarly, William is prohibited from entering the library, the place of knowledge. The abbot tells him, "You can move freely through the whole abbey…but not…on the top floor of the Aedificium, the library" (35).

The next study page is First Day: Terce (pp. 27-39)